Aradigm Corp – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

ended 09/30/18 Q3

ended 06/30/18 Q2

ended 03/31/18 Q1

ended 12/31/17 FY 2017

ended 09/30/17 Q3

Prospectuses and Registrations Filter

Securities registration termination

Amendment to registration of securities for employees

Amendment to registration of securities for employees

Amendment to registration of securities for employees

Amendment to registration of securities for employees

Ownership Filter

Bleichroeder LP

Bleichroeder LP

First Eagle Investment Management, LLC

First Eagle Investment Management, LLC

First Eagle Investment Management, LLC, First Eagle Value in Biotechnology Master Fund, Ltd., 21 April Fund, L.P., 21 April Fund, Ltd.

News Filter

Announces Effective Date of Modified Combined Chapter 11 Plan and Disclosure Statement

Announces Conditional Approval for the Combined Chapter 11 Plan and Disclosure Statement

Announces Sale of Assets to Grifols, S.A

Proxies Filter

Additional info about upcoming vote

Definitive proxy

Preliminary proxy

Additional info about upcoming vote

Definitive proxy

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Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Notice of effectiveness

Correspondence with the SEC