| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Gamco Investors, Inc. Et Al | M | Class A Common Stock | |||||
| Gamco Investors, Inc. Et Al | M | Director Stock Option (Right to Buy) | |||||
| Bancorp Rhode Island Inc | D | Common Stock | |||||
| Bancorp Rhode Island Inc | D | Common Stock | |||||
| Bancorp Rhode Island Inc | D | Stock Option (right to buy) |