| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| APPLIED UV INC. DL-0001 | P | Common Stock | |||||
| WaferGen Bio-Systems, Inc. | D | Common Stock | |||||
| WaferGen Bio-Systems, Inc. | D | Common Stock Warrant (right to buy) | |||||
| WaferGen Bio-Systems, Inc. | A | Common Stock | |||||
| WaferGen Bio-Systems, Inc. | A | Common Stock |