The Marygold Companies Inc – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

ended 12/31/23 Q2

ended 09/30/23 Q1

ended 06/30/23 FY 2023

ended 03/31/23 Q3

ended 12/31/22 Q2

Prospectuses and Registrations Filter

Shelf registration

Registration of securities for employees

Prospectus supplement with pricing info

Addition of securities to prior initial registration

Registration of securities on exchange – amended

Ownership Filter

Nicholas & Melinda Gerber Living Trust

Nicholas & Melinda Gerber Living Trust

Nicholas & Melinda Gerber Living Trust

West Scott Allen

Alexander James S

News Filter

Reports Financial Results for the Second Quarter and First Half of Fiscal 2024

Change in Directors, Officers or Compensation

Shareholder Vote Results

Reports Financial Results for 2024 First Fiscal Quarter

Companies’ Subsidiary, Marygold & Co., Initiates Nationwide Marketing of Newly Developed Mobile Fintech App

Proxies Filter

Additional info about upcoming vote

Definitive proxy

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Notice of effectiveness

Correspondence with the SEC

Letter from the SEC

Notice of effectiveness