Asta Funding Inc – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

ended 06/30/20 Q3

ended 03/31/20 Q2

Late quarterly filing notification for Q2 2020

ended 12/31/19 Q1

Late quarterly filing notification for Q1 2020

Prospectuses and Registrations Filter

Securities registration termination

Updated info for already-effective prospectus

Amendment to registration of securities for employees

Amendment to registration of securities for employees

Amendment to registration of securities for employees

Ownership Filter

Slackman David S

News Filter

Change in Directors, Officers or Compensation

Completes Take-Private Transaction

Receives Stockholder Approval for Going-Private Transaction

Other Events, Financial Statements or Exhibits

Announces Amendment to Merger Agreement Providing for an Increase in Merger Consideration From $11.47 to $13.10 Price Represents an 18% Premium to the Closing Price on June 24, 2020

Proxies Filter

Additional info about upcoming vote

Proxy related to merger

Preliminary revised proxy

Preliminary revised proxy

Additional info about upcoming vote

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Notice of effectiveness

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC