EX-4.5
from 8-K
8 pages
1. the Company Hereby Retains Ceut to Act as Its Lead Financial Advisor With Respect to a Best Efforts Offering to Place With Investors Preferred Stock and Warrants in a Private Placement (The “Securities”). the Company Will Not Offer Any of the Securities for Sale To, or Solicit Any Offers to Buy From, Any Person or Persons, Whether Directly or Indirectly, Otherwise Than Through Ceut, Provided, However, That Under No Circumstances Shall Ceut Be Liable for Failure to Obtain or Produce the Proposed Financing. 2. as Part of Our Engagement, Ceut Will Provide the Company With the Following Services: A. Identify and Contact Potential Investors; B. as Necessary, With Management of the Company, Meet With Potential Investors Approved by the Company and Provide Them With Such Information Furnished by the Company as May Be Appropriate; C. Assist the Company in Negotiating With Identified Potential Investors; and D. Assist the Company and the Company’s Legal Counsel in Preparing Documents Related to the Transaction and Having Such Documents Executed in Order to Close the Transaction and Any Other Agreements as May Be Necessary. Mr. Paul Intlekofer Page 2 August 9, 2007
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EX-4.1
from 10-Q
2 pages
Award Agreement This Agreement, Made as of December 1, 2005, by and Between Nutrition 21, Inc., a New York Corporation, 4 Manhattanville Road, Purchase, New York 10577 (The “Company”), and Dean M. Dimaria, 5 Farm Field Ridge Road, Sandy Hook, Ct 06482 (The “Grantee”)
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