Universal Automotive Industries Inc

Underwriting Agreements Filter

EX-1
from SC 13D/A 1 page Cusip No. 913378105 1. Names of Reporting Persons. I.R.S Identification Nos. of Above Persons (Entities Only) Ann S. Gorman Revocable Trust Check the Appropriate Box if a Member of a Group (See Instructions) (A)n/a (B)n/a 3. SEC Use Only 4. Source of Funds (See Instructions) Pf 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(c) 6. Citizenship or Place of Origin Is Missouri United States Number of 7. Sole Voting Power 589,900* Shares Bene- 8. Shared Voting Power 0 Officially 9. Sole Dispositive Power 589,900* Owned by Each 10. Shared Dispositive Power 0 Reporting Person 11 Aggregate Amount Beneficially Owned by Each Reporting Person 589,900* 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 7.1** 14. Type of Reporting Person (See Instructions) in * - Consists of 509,900 Shares of Common Stock and 80,000 Warrants With a Strike of $2.25 ** - If Warrants Exercised Into Common Stock
12/34/56
EX-1
from SC 13D 1 page Cusip No. 913378105 1. Names of Reporting Persons. I.R.S Identification Nos. of Above Persons (Entities Only) Ann S. Gorman Revocable Trust Check the Appropriate Box if a Member of a Group (See Instructions) (A)n/a (B)n/a 3. SEC Use Only 4. Source of Funds (See Instructions) Pf 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(c) 6. Citizenship or Place of Origin Is Missouri United States Number of 7. Sole Voting Power527,900* Shares Bene- 8. Shared Voting Power 0 Officially 9. Sole Dispositive Power 527,900* Owned by Each 10. Shared Dispositive Power 0 Reporting Person 11 Aggregate Amount Beneficially Owned by Each Reporting Person 527,900* 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 6.4** 14. Type of Reporting Person (See Instructions) in * - Consists of 447,900 Shares of Common Stock and 80,000 Warrants With a Strike of $2.25 ** - If Warrants Exercised Into Common Stock
12/34/56