| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| The Private Shares Fund | P | Common Stock | |||||
| The Private Shares Fund | S | Shares of beneficial interest | |||||
| The Private Shares Fund | P | Shares of beneficial interest | |||||
| Innovaro, Inc. | A | Common Stock | |||||
| Innovaro, Inc. | A | Stock Option (Right to Buy) |