Brookfield Oaktree Holdings, LLC – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

1 Brookfield Oaktree Holdings, LLC Expert Interviews, now on BamSEC.

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Financials Filter

ended 12/31/23 FY 2023

ended 09/30/23 Q3

ended 06/30/23 Q2

ended 03/31/23 Q1

ended 12/31/22 FY 2022 – amended

Prospectuses and Registrations Filter

Securities registration termination

Post-effective amendment to an automatic shelf registration

Updated info for already-effective prospectus

Amendment to registration of securities for employees

Going private transaction – amended

Ownership Filter

Battalion Oil Corp

Battalion Oil Corp

Runway Growth Finance Corp

Goodman Nicholas Howard

Blue World Acquisition Corp

News Filter

Questions & Answers About Upcoming Changes to Oaktree Capital Group, LLC

Change in Directors, Officers or Compensation, Financial Statements or Exhibits

Material Definitive Agreement, Change in Directors, Officers or Compensation, Financial Statements or Exhibits

Change in Directors, Officers or Compensation

Oaktree Adds Mansco Perry, Distinguished Chief Investment Officer, to Board of Directors

Proxies Filter

Proxy related to merger

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Letter from the SEC

Letter from the SEC

Correspondence with the SEC

Notice of effectiveness

Correspondence with the SEC