L & L Energy, Inc. – Filings and Transcripts – BamSEC

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SEC EDGAR

Financials Filter

ended 01/31/14 Q3 2014 – amended

ended 01/31/14 Q3

Late quarterly filing notification for Q3 2014

ended 10/31/13 Q2 2014 – amended

ended 10/31/13 Q2

Prospectuses and Registrations Filter

Commission order revoking registration

Removal from listing

Registration withdrawal request

Initial registration of new securities – amended

Registration of securities for employees

Ownership Filter

Ironridge Global IV, Ltd.

Schaeffer James

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Other Events, Financial Statements or Exhibits

Notice of Delisting, Failure to Satisfy Listing Rule, or Transfer of Listing

Change in Directors, Officers or Compensation

From: Mohan Datwani [mdatwani@llenergyinc.com] Sent: Thursday, November 21, 2013 4:50 PM To: Cassidy Sung Cc: MarkBartlett@dwt.com Subject: Re: Director Resignation

Proxies Filter

Additional info about upcoming vote

Definitive proxy

Definitive proxy

Additional info about upcoming vote

Additional info about upcoming vote

Other Filter

Confidential treatment order

Scanned paper annual report submission

Approval for listing by National Association of Securities Dealers

Letter from the SEC

Letter from the SEC